3770-4-10. Records and audits; and inspection of sales agent premises

(A) The auditor of state and the director or an authorized representative may periodically examine all records, files and other documents of the sales agent as they pertain to the sales agent's activities for purposes of conducting authorized audits. Each sales agent shall maintain such records complete and up to date.

(B) A sales agent shall allow inspections of the licensed premises at any time upon the request of inspectors authorized by the director. The inspection may be made without prior notice to the sales agent.

Five Year Review (FYR) Dates: 3/18/2019 and 02/24/2024
Promulgated Under: 119.03
Statutory Authority: 3770.03
Rule Amplifies: 3770.01, 3770.02, 3770.03 , 3770.04, 3770.05, 3770.06, 3770.07, 3770.08
Prior Effective Dates: 07/15/1974, 05/27/1993, 12/27/1996, 02/13/2004

Prior History: (R.C. 119.032 review dates: 07/21/2014 and 02/24/2019
Promulgated Under: 119.03
Statutory Authority: 3770.03
Rule Amplifies: 3770.01, 3770.02, 3770.03, 3770.04, 3770.05, 3770.06, 3770.07, and 3770.08
Prior Effective Dates: 2/13/2004)