3772-4-09 Duty to update information.

 

 

 

3772-4-09                    Duty to update information.

 

 

 

(A)All  casino  operator,  management  company  and  holding  company  licensees  and applicants shall submit to the commission, in writing, the following information:

 

(1)Changes to the name of the licensee or applicant or its holding companies;

 

(2)Changes to the state of incorporation or principal place of business of the licensee or applicant or its holding companies;

 

(3)Changes regarding any individual required to be found suitable under rule 3772-4-08 of this chapter;

 

(4)Changes regarding shareholders who hold greater than five percent ownership interest in the licensee or applicant or its holding companies;

 

(5) Any bankruptcy filed by the licensee or applicant or its holding companies;

 

(6)Any arrest of or charge filed against the licensee or applicant, holding companies or any of the individuals required to be found suitable under rule 3772-4-08 of this chapter for any crime or offense occurring in any jurisdiction, excluding minor traffic offenses;

 

(7)Any inquiry into, investigation of or action filed against the licensee or applicant or any of the individuals required to be found suitable under rule 3772-4-08 of this chapter by any gaming regulatory agency or authority, or other governmental agency or authority, except for routine renewal application reviews;

 

(8)Any rejection, suspension, revocation or denial of any gaming-related application or license, and any fine, penalty or settled amount relating to any gaming-related license imposed upon or agreed to by the licensee or applicant or any individual required to be found suitable under rule 3772-4-08 of this chapter in any jurisdiction; and

 

(9)Any other information that would affect the licensee's or applicant's suitability to obtain and maintain a license under Chapter 3772. of the Revised Code or the rules adopted thereunder.

 

(B)All information required to be submitted under this rule must include the name and license number, if applicable, of the licensee or applicant and be submitted within ten calendar days of the change or occurrence of the event.

 

 

 

 

 

 

 

 

 

3772-4-09         Effective:	04/01/2012	2
R.C. 119.032 review dates:	04/01/2017
CERTIFIED ELECTRONICALLY
Certification
03/22/2012
Date
Promulgated Under:	119.03
Statutory Authority:	3772.03
Rule Amplifies:	3772.03, 3772.11, 3772.10