5101:2-12-08 Complaint investigations for licensed and unlicensed child care centers.
(A) The
director's representativedepartment shall investigate and may inspect any licensed child care center upon receipt of any complaint that the center is out of compliance with the requirements of Chapter 5104. of the Revised Code or Chapter 5101:2-12 of the Administrative Code.(B) The investigation may
alsoinclude any number of contacts with persons such as, but not limited to:(1) Building inspectors, fire department inspectors, sanitarians, public health or other state or local officials;.
(2) Neighbors;.
(3) Parents and relatives of children in care;.
(4)
Public children services staff;Staff of the public children services agency (PCSA).(5) Persons mentioned by the complainant;.
(6)
Health agency or lawLaw enforcement personnel;.(7) Current and past center employees
; or.(8) Other witnesses.
(C)
Complaint dispositions and summary reports: the director's representativeThe department shall completea disposition reportthe JFS 01295 "Complaint/Disposition Report" (rev. 01/2007) for each complaint at the conclusion of the investigation.TheseThisreportsreport shall outlinetheall allegations, the results of the investigation, and the expectations forcorrectionscorrection of any confirmedor discoveredviolations of the rule requirements. The report shall be kept on file at the Ohio department of job and family services (ODJFS). A copy of the summary report of findingsand, if applicable, a separatereportcontaining any substantiated or discoverednoncompliancesnoncompliance findings shall be provided to the administrator or licensee.(D) The administrator or licensee may submit
to the director's representativea written response to a complaint investigation to the department. The response shall be kepton file at
the Ohio department of job and family servicesODJFS.(E) The center owner, administrator, or designee
mayshall use the following process to request a review of the summary of findings.:(1) If the administrator or designee of a licensed child care center disagrees with any of the findings
presentedand an informalinquirydiscussion with the licensing specialist does not provide a resolution of the issues, the administrator or designee may submit a written request for a review of findings. This request must be submitted withinfiveseven business days from receipt of theinspectionsummary report of findings to the appropriateODJFSlicensing supervisor. The licensing supervisor shall review the findings and may meet with the administrator or designeeto discuss thereview. The licensing supervisor shallrenderprepare a written decision of the reviewor meeting if one is held.(2) If the administrator or designee of a licensed child care center disagrees with the decision of the
ODJFSlicensing supervisorpursuant to paragraph (E)(1) ofthis rule, the administrator or designee may submit a written request for a review of findings toODJFS,the chief of the licensing section, withinfiveseven business days of receipt of the decision of theODJFSlicensing supervisor. The chief of the licensing section shall review the findings, thereview materials and decision of the
supervisor,
and the review of theadministrator or designee,and may meet with any or all parties. The chief of the licensing section shallrenderprepare a written decision of the reviewormeeting if one is held. The decision of the chief of the licensing section shall be final and does not entitle the agency to any hearing rights under Chapter119. of the Revised Code, unless ODJFS initiates action to deny or revoke the license.
(F)
Allegations of child abuse or neglect: the director's representativeThe department shall immediately notify the localpublic children services agencyPCSA upon receipt of a complaint when the allegations include child abuse or child neglect. The department shall send to thepublic children services agencyPCSA afollow-upreport which includes:(1) A summary of the allegations;.
(2) The
director's representative's plansdepartment's plan for investigation of thealleged noncompliancecomplaint in accordance with requirements of Chapter 5104. of the Revised Codeorand Chapter 5101:2-12 of the Administrative Code; and.(3) A request for clarification of joint or parallel investigatory roles.
(G)
Public record requests: aA copy of the center's licensing record, with confidential information deleted, shall be provided to any person who submits a written request to the director. The center's written response to the findings of an investigation that are submitted within thirty days of the center's receipt of the complaint investigationsummaryreport shall becomea componentpart of the complaint record and be included in public records requests. The licensing record shall include all complaint investigation documents. Thedispositiondepartment's reportrequired by paragraph (C) of this ruleshall not disclose the results of investigations of abuse or neglect conducted by thelocal public children services agencyPCSA.Effective: 09/01/2007
R.C. 119.032 review dates: 03/30/2007 and 09/01/2012
CERTIFIED ELECTRONICALLY
Certification
06/18/2007
Date
Promulgated Under: 119.03
Statutory Authority: 5104.011
Rule Amplifies: 5104.011, 5104.04
Prior Effective Dates: 9/1/86, 1/2/92 (Emer.), 4/1/92, 4/1/03
Document Information
- Effective Date:
- 9/1/2007
- File Date:
- 2007-06-18
- Last Day in Effect:
- 2007-09-01
- Five Year Review:
- Yes
- Rule File:
- 5101$2-12-08_PH_FF_A_RU_20070618_1140.pdf
- Related Chapter/Rule NO.: (1)
- Ill. Adm. Code 5101:2-12-08. Complaint investigations for licensed and unlicensed child care centers