5101:2-14-11 Offenses
which disqualify persons from beingprohibiting certification as a limited or professional certifiedchild caretype B home provider, or in-home aide, or as an emergencycaregiveror substitute caregiver.(A) When the
CDHSCDJFS certifiespersonsindividuals as type Bfamily child carehome providers, type B family child care home limited providers, except forparent/provider inspected limited providers,or in-home aidesor in-home aidelimited providerson or after October 29, 1993, theCDHSCDJFS shall comply with paragraphs (B)tothrough (T) of this rule. PPI limited certified providers and all adults residing in their home shall only be required to complete the JFS 01301 "Child Care Convictions Statement", pursuant to paragraphs (B), (G)(1) and (I) of this rule, and are exempt from the criminal records check conducted by the bureau of criminal identification and investigation (BCII), except if the CDJFS has prior BCII criminal records check documentation from the provider's previous limited or professional certification that there are disqualifying offenses as listed in section 2151.86, 5104.013 or 5104.09 of the Revised Code.(B) The
CDHSCDJFS shall not certify or continue to certify anypersonindividual as a type Bfamily child carehome provider or in-home aide when theODHS 1301,"Child Care Convictions Statement" or the criminal records check conducted by thebureau of criminal identification and investigation (BCII) indicatesthe applicant, provider, or any adult residing in the applicant's or provider'stype Bhome has been convicted of or pleaded guilty to offenses listed in section 5104.013 or 5104.09 of the Revised Code. , or a child has been removed from his/her home pursuant to section 2151.353 of the Revised Code.(C) The
CDHSCDJFS shall not approve or continue to approvea personan individual as an emergencycaregiveror substitute caregiver for a certified type Bfamily childcarehome provider or in-home aide on or after October 29, 1993, when theODHS1301, "Child Care Convictions Statement" or the BCII criminal records checkindicates the personindividual has been convicted of or pleaded guilty to the offenses listed in section 5104.013 or 5104.09 of the Revised Code., or a child has been removed from his/her home pursuant to section 2151.353 of the Revised Code.(D) Prior to the issuance of a type B
family child carehome or in-home aide certificate,atype B provisional limited certificate, an in-home aide certificate or an in-homeaide provisional limited certificate,theCDHSCDJFS shall request BCII conduct a criminal records check on:(1) Individuals who submit an application for type B
family child carehome or in-home aide certification, type B familychild care home limited certification,in-home aide certification or in-home aide limited certification;(2) Adults residing in the home of individuals who submit an application for type B
family child carehome certificationor type B family child care home limitedcertification; and(3) Individuals who will serve as emergency
caregiversor substitute caregivers forpersonsindividuals applying for certification as type Bfamily child carehome providers or in-home aides.(E) When the
CDHSCDJFS receives notification from a certified type Bfamily day carehome provideror certified type B family day care home limited provideror learns from another source that there are additional adults residing in thetype Bhome, or the provider will be using a new substitutecaregiveror emergency caregiver, not on file with theCDHSCDJFS, a request for a criminal records check shall be made to BCII.(F) The
CDHSCDJFS shall inform all individuals who request an application for certification as a type Bfamily child carehome, type B limited family child carehome,provider or in-home aide precondition to certification:or in-home aide limited providerthat as a(1) The
providerapplicant and all adult residents of the type B home shall complete theODHS 1301,JFS 01301 "Child Care Convictions Statement,"the BCIIprescribed criminal records check formand provide a set of fingerprint impressions on the standard impression sheet;(2) The
providerapplicant will need to provide theCDHSCDJFS with proof (including, but not limited to, tax records, school attendance records, bank records, rent or mortgage payment receipts) that he/she and all adults residing in the type B home have been residents of the state of Ohio for the five year period immediately prior to the date upon which the criminal records check is requested; and(3) The
providerapplicant will need to provide theCDHSCDJFS with a list ofpersonsindividuals who shall serve as emergencycaregiversand substitute caregivers and complete theODHS 1923,JFS 01923"Emergency/Substitute Caregiver Statement" for each emergencycaregiverand substitute caregiver. These individuals shall be responsible for completing theODHS 1301,JFS 01301 "Child Care Convictions Statement,"the BCII prescribed criminalrecords check formand provide a set of fingerprint impressions on the standard impression sheet. All emergencycaregiversand substitute caregivers shall provide theCDHSCDJFS with proof that they have been residents of the state of Ohio for the five year period immediately prior to the date uponwhich the criminal records check is requested.
(G) The
CDHSCDJFS shall provide thefollowingindividuals described in paragraph (D) of this rule with a copy of theBCII prescribed criminal records check form and aBCII standard impression sheet to obtain fingerprint impressions: .(1)
Individuals who submit an application for type B family child care homecertification, type B family child care home limited certification, in-homeaide certification or in-home aide limited certification;(2)
Adults residing in the home of individuals who submit an application for type Bfamily child care home certification or type B family child care home limitedcertification; and(3)
Individuals who will serve as prospective emergency caregivers or substitutecaregivers for persons applying for certification as type B family child carehome providers or in-home aides.(H) The applicant, adults residing in the type B home of the applicant, the prospective emergency
caregiverandthesubstitute caregiver shall return theODHS 1301,JFS 01301 "Child Care Convictions Statement,"BCII prescribed criminal records checkformand the set of fingerprint impressions on the standard impression sheet to theCDHSCDJFS. Any fees charged tothe applicant, adults residing in the type Bhome of the applicant, prospective emergency caregiver or substitute caregiverthese individuals shall be collected at this time. When an applicant or any adult residing in the type B homeof the applicantfails to return theODHS 1301,JFS 01301 "Child Care Convictions Statement,"BCII prescribed criminal records checkformand the set of fingerprint impressions on the standard impression sheet to theCDHS.CDJFS,Thethe application for certification as a type Bfamily child carehome provider, type B family child care limited provider, in-home aideor in-home aidelimited providershall be denied acc ording to procedures outlined in rule 5101:2-14-06 or5101:2-14-595101:2-14-60 of the Administrative Code. When an emergency or substitute caregiver fails to return theODHS 1301,JFS 01301 "Child Care Convictions Statement,"the BCII prescribed criminal records check formand provide a set of fingerprint impressions on the standard impression sheet to theCDHSCDJFS, theCDHSCDJFS shall notify the applicant and request he/she provide theagencyCDJFS with another name ofa personan individual who will serve as his/her emergencycaregiveror substitute caregiver.(I) When the
CDHSCDJFS receives theBCII prescribed criminal records check formand theset of fingerprint impressions on the standard impression sheet, theagencyCDJFS shall forward the materials, along with the fee prescribed pursuant to division (C)(3) of section 109.572 of the Revised Code, to the superintendent of BCII.(J) The
CDHSCDJFS shall request BCII obtain information from the federal bureau of investigation (FBI) as a part of the criminal records check for an individual who:(1) Does not present proof that he/she has been a resident of Ohio for the five-year period immediately prior to the date upon which the criminal records check is requested; or
(2) Does not provide evidence that within that five-year period, BCII has requested information about him/her from the FBI in a criminal records check.
The
CDHSCDJFS may request BCII obtain information from the FBI even if the individual has presented proof that he/she has been a resident of this state for a five year period.(K) The
CDHSCDJFS may certify an applicant conditionally as a type Bfamily childcarehome provider, type B family child care home provisional limited provider,in-home aideor in-home aideprovisional limited providerwhen:(1) The applicant has met the requirements contained in rule 5101:2-14-10 or 5101:2-14-55 of the Administrative Code
or rule 5101:2-14-55 of theAdministrative Code;(2) The type B home or home of a child receiving in-home aide services passes the home inspection, if applicable; and
(3) The applicant and adults residing in the applicant's type B home have
submittedthe BCII prescribed criminal records check form,provided a set of fingerprint impressions on the standard impression sheet and paid the fee for conducting the criminal records check pursuant to the requirements contained in paragraph (H) of this rule.(L) The
CDHSCDJFS may approvea personan individual conditionally as an emergencycaregiveror substitute caregiver when he/she hassubmitted the BCIIprescribed criminal records check form,provided a set of fingerprint impressions on the standard impression sheet and paid the fee for conducting the criminal records check pursuant to the requirements contained in paragraph (H) of this rule.(M) Except as provided in paragraph (N) of this rule, when the
CDHSCDJFS receives the results of the criminal records check and it is indicated that the applicant, the provider or adults residing in the applicant's or provider's type B home have been convicted of or pleaded guilty to the offensesor violationslisted in section 2151.86,5104.013 or 5104.09 of the Revised Code the
CDHSCDJFS shall do one of thefollowing:
(1) Deny the application for certification according to procedures outlined in rule 5101:2-14-06 or
5101:2-14-595101:2-14-60 of the Administrative Code.(2) Immediately revoke the type B
family child carehomecertificate, the type Bprovisional limited certificate, the type B limited certificate the in-home aidecertificate, the in-home aide provisional limited certificateorthein-home aidelimitedcertificate according to procedures contained in rule 5101:2-14-06,5101:2-14-59or 5101:2-14-60 of the Administrative Code.(N) An individual who submits an application for certification as a type B
family childcarehome provider, a type B family child care home limited provider, in-homeaide,or in-home aide,limited provideror approval as an emergencycaregiverorasubstitute caregiverin a type B family child care home or for an in-home aide whoand has been convicted of or pleaded guilty to an offense listed in section 2151.86,5104.013 or 5104.09 of the Revised Code may be certified by the
CDHSCDJFS only if all of the following conditions are met:(1) The offense was a misdemeanor.
(2) The victim of the offense was not one of the following:
(a)
A personAn individual under the age of eighteen.(b) A functionally impaired
personindividual as defined in division (A) of section 2903.10 of the Revised Code.(c) A mentally retarded
personindividual as defined in division (K) of section5123.01 of the Revised Code.
(d) A developmentally disabled
personindividual as defined in division (O) of section 5123.01 of the Revised Code.(e)
A personAn individual with a mental illness as defined in division (A) of section 5122.01 of the Revised Code.(f)
A personAn individual sixty years of age or older.(3) The provider or adult living in the home had his/her conviction sealed pursuant to section 2953.32 of the Revised Code, or
Atat least five years have elapsedsince the
provider or adult residing in the provider's type B homeindividual was fully discharged from imprisonment, probation, and parole, or theprovider or adult residing in the provider's type B home has had the record ofhis conviction sealed pursuant to section 2953.32 of the Revised Code.(4) The provider or any adult residing in the type B home will not jeopardize
in anywaythe health, safety, or welfare of children cared for in a type Bfamilychild carehome, a type B family child care limited homeor in the home of a child receiving in-home aide services. The following factors may be considered when determining whether the provider or adult residing in the provider's type B home will jeopardize the health, safety, or welfare of children receiving child care services:(a)
Person'sIndividual's age at the time of the offense.(b) Nature and seriousness of the offense.
(c) Circumstances under which the offense was committed.
(d) Degree to which the
personindividual participated in the offense.(e) The time elapsed since the
personindividual was fully discharged from imprisonment, probation, and parole.(f) Likelihood that the circumstances leading to the offense will recur.
(g) Whether the
personindividual is a repeat offender. "Repeat offender" meansa personan individual who has been convicted of or pleaded guilty to the commission of any of the offenses listed in section5104.013 or 5104.09 of the Revised Code two or more times in separate criminal actions. Convictions or guilty pleas resulting from or connected with the same act, or resulting from offenses committed at the same time, shall be counted as one conviction or guilty plea.
(h) The extent to which the position applied for provides an opportunity for the commission of an offense listed in section 5104.013 or 5104.09 of the Revised Code.
(i) The
person'sindividual's employment record.(j) The
person'sindividual's efforts at rehabilitation and the results of thoseefforts.
(k) Whether any criminal proceedings are pending.
(l) Any other factors the
CDHSCDJFS considers relevant.(O) It is the duty of the applicant for certification as a type B
family child carehome provider, type B family child care home limited provider, in-home aideor in-home aidelimited providerto provide written proof that the conditions specified in paragraph (N) of this rule are met. If the applicant fails to provide such proof to theCDHSCDJFS or if theCDHSCDJFS determines that the proof offered by the applicant is inconclusive, the applicant shall be notified according to procedures contained in rule 5101:2-14-06,5101:2-14-59or 5101:2-14-60 of the Administrative Code that his/her application for certification has been denied. Any doubt shall be resolved in favor of protecting children.(P) This rule is applicable to records of convictions that have been sealed pursuant to section 2953.32 of the Revised Code because the information contained in those sealed records bears a direct and substantial relationship to the position for which the applicant is being considered.
(Q) A conviction of or a plea of guilty to an offense listed in section 2151.86, 5104.013 or 5104.09 of the Revised Code shall not prevent the
CDHSCDJFS from certifying an applicant if the applicant has been granted an unconditional pardon for the offense pursuant to Chapter 2967. of the Revised Code or the conviction or guilty plea has been set aside pursuant to law. For purposes of this rule, "unconditional pardon" includes a conditional pardon with respect to which all conditions have been performed or have transpired.(R) Except as provided in paragraph (N), when the
CDHSCDJFS receives the results of the criminal records check and it is indicated that the emergencycaregiveror substitute caregiver has been convicted of or pleaded guilty to the offenses or violations listed in section 2151.86, 5104.013 or 5104.09 of the Revised Code, theagencyCDJFS shall send written notification to the applicant, provider, and emergencycaregiveror substitute caregiver that he/she can no longer provide emergency or substitute care. If the type Bfamily child carehome provider or in-home aide has no other emergency or substitute caregiver, as a result of this determination, theCDHSCDJFS shall request the provider submit additional names ofpersonsindividuals that could serve as emergency or substitute caregivers. Upon receipt of these names theCDHSCDJFS shall follow procedures outlined in this rule.(S) The
CDHSCDJFS may charge a fee for the costs incurred in obtaining a criminalrecords check. A fee charged by the
CDHSCDJFS shall not exceed the fee paid by theCDHSCDJFS to BCII.(T) The report of any criminal records check conducted by BCII in accordance with section 109.572 of the Revised Code and pursuant to a request made by the
CDHSCDJFS is not a public record. The report shall not be made available to anypersonindividual other than the person who is the subject of the criminal records check,orhis/her representative,ODHSthe ODJFS, and theCDHSCDJFS.Effective: 04/01/2003
R.C. 119.032 review dates: 12/20/2002 and 04/01/2008
CERTIFIED ELECTRONICALLY
Certification
03/18/2003
Date
Promulgated Under: 119.03
Statutory Authority: 5104.011, 5104.012,
5104.013
Rule Amplifies: 5104.011, 5104.012,
5104.013
Prior Effective Dates: 7/1/95, 10/1/97 (Emer.),
12/30/97
Document Information
- Effective Date:
- 4/1/2003
- File Date:
- 2003-03-18
- Last Day in Effect:
- 2003-04-01
- Five Year Review:
- Yes
- Rule File:
- 5101$2-14-11_PH_FF_A_RU_20030318_1240.pdf
- Related Chapter/Rule NO.: (1)
- Ill. Adm. Code 5101:2-14-11. Indoor and outdoor space requirements for a licensed type B home provider